Web28 Apr 2024 · The SEC is proposing a new rule requirement to report “significant cybersecurity incidents” confidentially to the Commission on proposed Form ADV-C … Web13 Apr 2024 · The proposed rules would require registered advisers and funds to “adopt and implement written cybersecurity policies and procedures reasonably designed to address …
SEC Cybersecurity Rule for Registered Funds, Investment Advisers
Web13 Apr 2024 · The proposed SEC cyber risk management rules would require advisers and funds to adopt and implement a program with written cybersecurity policies and … WebLast month, the United States Securities and Exchange Commission released a proposed rule, Rule 2a-5, which would modernize valuation practices for funds. After significant changes to trading practices since the last releases on this topic over 50 years ago, the SEC is taking steps to improve the requirements. hang mouse game
Proposed SEC cyber rules mean new demands for asset managers
Web20 May 2024 · The SEC has made it clear that cybersecurity is the “ responsibility of every market participant ” and that it will use its authority to bring cyber-related actions that protect investors. If a fund or its manager have failed to take reasonable steps to protect investors’ information, then the fund manager can be held accountable by the SEC. Web24 Feb 2024 · On February 9, 2024, the Securities and Exchange Commission (SEC) released a notice of proposed rulemaking addressing cybersecurity practices and incident notification requirements for registered investment advisers (RIAs), registered investment companies and business development companies (collectively, the funds). Web22 Mar 2024 · The SEC proposed strengthened cybersecurity requirements for investment advisers and funds 1 in a notice of proposed rulemaking (the “Proposed Rule”) published … hang mirrors on wall